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Detailed Report
ALAN DALE KINNEY
CRD#: 1164933
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)1984 - 2005 (21 years)BFSC SECURITIES CORPORATION (CRD# 7461)1983 - 1984 (<1 year)BHERETH, ORR & JONES, INC. (CRD# 7210)1983 - 1983 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 8/2/2011
B
Nebraska 8/11/2020
B
Alaska 1/21/2014
B
Nevada 4/17/2012
B
Arizona 11/30/2011
B
New Jersey 10/29/2010
B
California 10/29/2010
B
New Mexico 2/7/2025
B
Colorado 7/27/2023
B
New York 10/29/2010
B
Connecticut 11/4/2011
B
North Carolina 10/29/2010
B
Delaware 8/12/2021
B
Ohio 10/29/2010
B
District of Columbia 10/29/2010
B
Oklahoma 2/6/2023
B
Florida 10/29/2010
B
Oregon 7/20/2022
B
Georgia 10/29/2010
B
Pennsylvania 10/29/2010
IA
Georgia 10/29/2010
B
Puerto Rico 10/29/2010
B
Illinois 10/29/2010
B
South Carolina 10/29/2010
B
Indiana 11/7/2011
B
Tennessee 10/29/2010
B
Kansas 4/19/2022
B
Texas 10/29/2010
B
Louisiana 10/29/2010
IA
Texas 10/29/2010
B
Maine 12/9/2020
B
Utah 2/18/2021
B
Maryland 11/1/2011
B
Vermont 2/9/2023
B
Massachusetts 10/27/2021
B
Virginia 10/29/2010
B
Michigan 10/29/2010
B
Washington 4/6/2016
B
Missouri 11/22/2019
B
West Virginia 2/10/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 10/29/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 10/29/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2005 - 11/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
B
 07/01/2005 - 11/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
IA
 12/13/2002 - 07/05/2005 MORGAN STANLEY (CRD#:7556) SAVANNAH, GA
B
 02/28/1984 - 07/05/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 11/28/1983 - 01/26/1984 FSC SECURITIES CORPORATION (CRD#:7461)
B
 08/24/1983 - 11/16/1983 HERETH, ORR & JONES, INC. (CRD#:7210)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.