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MARK EDWARD RHODES
Mark Rhodes
CRD#: 1163983
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Investment Adviser
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Previous Broker
HSCORE ADVISORS LLCCRD#: 330589 2712 WESTMINSTER AVE.
DALLAS, TX 75205
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2015 (10 years)2 FIRMS2015 - 2021 (6 years)IAHSCORE ADVISORS LLC (CRD# 330589)2024 - Present (<1 year)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2022 - 2023 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 2004 (15 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1989 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1988 (4 years)IANXG INVESTMENT MANAGEMENT (CRD# 131517)2022 - 2024 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2004 (6 years)
Disclosure(s)
View By:
9/18/1995
Customer Dispute
Settled
1/9/1992
Customer Dispute
Settled
License(s)

State Registrations

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Texas 7/17/2024

Current Registration(s)
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HSCORE ADVISORS LLC (CRD#:330589)
2712 WESTMINSTER AVE., DALLAS, TX 75205
Registered with this firm since 7/17/2024

Previous Registration(s)
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12/22/2022 - 08/13/2024 NXG INVESTMENT MANAGEMENT (CRD#:131517) Dallas, TX
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11/07/2022 - 10/23/2023 FORESIDE FUND SERVICES, LLC (CRD#:46106) DALLAS, TX
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05/18/2015 - 05/12/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOT SPRINGS, AR
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05/15/2015 - 05/12/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOT SPRINGS, AR
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10/04/2004 - 05/11/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
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09/21/2004 - 05/11/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
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01/14/1998 - 09/22/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DALLAS, TX
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07/05/1989 - 09/22/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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02/05/1988 - 07/11/1989 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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08/30/1983 - 02/18/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.