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DAVID ALAN BOLIVER
DAVID BOLIVER
CRD#: 1163673
IA
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WELLS FARGO ADVISORSCRD#: 11025 1225 FRANKLIN AVE SUITE 325 OFFICE #9
[SATELLITE]
GARDEN CITY, NY 11530
[SATELLITE]
GARDEN CITY, NY 11530
0
Disclosures
41
Years of Experience
View By:
State Registrations
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Alabama 4/1/2022
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New Hampshire 10/3/2023
B
Arizona 10/8/2014
B
New Jersey 4/17/2009
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Arkansas 3/25/2022
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New Jersey 4/20/2009
B
California 4/17/2009
B
New Mexico 4/1/2022
B
Colorado 9/6/2017
B
New York 4/17/2009
B
Connecticut 4/17/2009
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New York 7/27/2021
B
Delaware 4/17/2009
B
North Carolina 4/17/2009
B
Florida 4/17/2009
B
North Dakota 10/17/2023
IA
Florida 11/14/2024
B
Ohio 4/17/2009
B
Georgia 3/11/2014
B
Oklahoma 3/1/2024
B
Hawaii 5/17/2021
B
Oregon 3/10/2022
B
Idaho 10/3/2023
B
Pennsylvania 4/17/2009
B
Illinois 6/29/2010
B
Rhode Island 5/23/2019
B
Indiana 10/8/2014
B
South Carolina 11/8/2018
B
Maine 1/20/2022
B
Tennessee 4/1/2022
B
Maryland 11/4/2010
B
Texas 1/10/2011
B
Massachusetts 4/17/2009
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Texas 1/10/2011
B
Michigan 11/22/2021
B
Utah 3/25/2022
B
Minnesota 1/4/2010
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Vermont 3/20/2023
B
Mississippi 5/3/2023
B
Virginia 4/17/2009
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Missouri 4/1/2022
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Washington 4/1/2022
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Montana 3/19/2024
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West Virginia 12/11/2024
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Nevada 6/14/2018
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Wisconsin 11/5/2018
SRO Registrations
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IA
Registered with this firm since 4/20/2009
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Registered with this firm since 4/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2006 - 04/21/2009 | MELVILLE, NY | |
B | 08/04/2006 - 04/21/2009 | MELVILLE, NY | |
B | 05/26/2000 - 08/25/2006 | MITCHEL FIELD, NY | |
B | 04/20/1987 - 05/31/2000 | NEW YORK, NY | |
B | 08/24/1983 - 04/27/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.