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JAMES DAVID UNGER
CRD#: 1163592
IA
Investment Adviser
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Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 PLAIN CITY, OH
Registration History
198519901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1999 - Present (25 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1983 - Present (41 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1983 - 1986 (3 years)
License(s)

State Registrations

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Florida 5/15/2014

B
Pennsylvania 7/2/1999

B
Georgia 9/4/2012

B
South Carolina 1/3/2023

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Massachusetts 7/2/1999

B
South Dakota 8/26/2019

B
Nevada 9/11/2007

B
Texas 12/7/2018

B
North Carolina 11/6/2023

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Texas 12/10/2018

B
Ohio 12/24/1986

B
Virginia 8/2/2016

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Ohio 9/12/1999

B
Washington 5/15/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
PLAIN CITY, OH
250 W OLD WILSON BRIDGE RD STE 150, WORTHINGTON, OH 43085
Registered with this firm since 9/12/1999

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
PLAIN CITY, OH
250 W OLD WILSON BRIDGE RD STE 150, WORTHINGTON, OH 43085
Registered with this firm since 11/14/1983

Previous Registration(s)
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01/13/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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11/14/1983 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.