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SANFORD FAMILY
CRD#: 1163348
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 321 Broadway Ave Suite 501
Saratoga Springs, NY 12866
Registration History
1985199019952000200520102015202020252 FIRMS1986 - 1990 (4 years)2 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2005 - 2015 (9 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2005 (4 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1990 - 2001 (10 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1985 - 1990 (4 years)BPPS SECURITIES CORP. (CRD# 10244)1985 - 1987 (2 years)BISFA CORPORATION (CRD# 12984)1983 - 1985 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 1/5/2021

B
New Jersey 11/20/2015

B
Arizona 11/20/2015

IA
New Jersey 3/3/2016

B
Arkansas 2/14/2024

B
New Mexico 11/20/2015

B
California 11/20/2015

B
New York 11/20/2015

B
Colorado 1/5/2021

IA
New York 6/14/2021

B
Connecticut 11/20/2015

B
North Carolina 11/20/2015

B
Delaware 11/20/2015

B
North Dakota 1/5/2021

B
Florida 11/20/2015

B
Ohio 1/23/2017

IA
Florida 3/24/2023

B
Oregon 1/14/2021

B
Georgia 1/5/2021

B
Pennsylvania 11/20/2015

B
Hawaii 1/5/2021

B
Rhode Island 4/4/2024

B
Illinois 3/10/2023

B
South Carolina 11/20/2015

B
Indiana 1/5/2021

B
Tennessee 6/17/2024

B
Kentucky 11/20/2015

IA
Texas 12/8/2015

B
Maine 11/20/2015

B
Texas 1/22/2021

B
Maryland 11/20/2015

B
Utah 7/9/2021

B
Massachusetts 11/20/2015

B
Vermont 11/21/2017

B
Michigan 1/13/2023

B
Virginia 5/14/2021

B
Montana 7/27/2021

B
Washington 9/9/2019

B
New Hampshire 11/20/2015

B
Wisconsin 11/20/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
321 Broadway Ave Suite 501, Saratoga Springs, NY 12866
Naples, FL
Registered with this firm since 12/8/2015

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
321 Broadway Ave Suite 501, Saratoga Springs, NY 12866
Naples, FL
Registered with this firm since 11/20/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/03/2015 - 11/24/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) LATHAM, NY
B
12/16/2005 - 11/24/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) LATHAM, NY
B
06/01/2001 - 12/20/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
10/12/1990 - 06/05/2001 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
03/13/1986 - 10/16/1990 HOME LIFE INSURANCE COMPANY (CRD#:4184)
B
03/13/1986 - 10/16/1990 W. S. GRIFFITH & CO., INC. (CRD#:10410) HARTFORD, CT
B
12/06/1985 - 10/15/1990 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
11/27/1985 - 12/31/1987 PPS SECURITIES CORP. (CRD#:10244)
B
08/23/1983 - 11/06/1985 ISFA CORPORATION (CRD#:12984)
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Broker
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Investment Adviser
Disclosures
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