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JOHN ELLIS STRAUGHN JR
CRD#: 1163070
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Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 203 AVENUE A NW
WINTER HAVEN, FL 33881
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2008 (8 years)2 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BALLEN & COMPANY OF FLORIDA, INC. (CRD# 25)1994 - 1999 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1994 (6 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (4 years)
Disclosure(s)
View By:
7/10/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 7/14/2022

B
Nevada 10/6/2023

B
Florida 6/23/2014

B
New York 6/20/2014

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Florida 6/23/2014

B
North Carolina 6/19/2019

B
Georgia 6/20/2014

B
South Carolina 1/30/2019

B
Michigan 10/2/2023

B
Washington 5/8/2020

B
Minnesota 5/12/2020

B
Wisconsin 7/11/2022

SRO Registrations

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Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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WELLS FARGO ADVISORS (CRD#:19616)
203 AVENUE A NW, WINTER HAVEN, FL 33881
305 DAVENPORT BLVD, DAVENPORT, FL 33837
Registered with this firm since 6/20/2014

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WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
203 AVENUE A NW, WINTER HAVEN, FL 33881
305 DAVENPORT BLVD, DAVENPORT, FL 33837
Registered with this firm since 6/20/2014

Previous Registration(s)
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10/09/2008 - 06/24/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKELAND, FL
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10/03/2008 - 06/24/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKELAND, FL
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10/01/2000 - 10/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) HAINES CITY, FL
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10/01/2000 - 10/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) HAINES CITY, FL
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08/26/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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03/25/1994 - 08/16/1999 ALLEN & COMPANY OF FLORIDA, INC. (CRD#:25) LAKELAND, FL
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10/07/1987 - 03/15/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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08/24/1983 - 03/16/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.