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David Lanshe
DAVID ALAN LANSHE
CRD#: 1162787
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 98 W. PORTAL AVE
SAN FRANCISCO, CA 94127
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2004 (1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - Present (10 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1989 - 1997 (8 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1988 - 1989 (1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1985 - 1988 (2 years)
License(s)

State Registrations

B
Alabama 10/2/2014

B
Montana 10/2/2014

B
Alaska 10/2/2014

B
Nebraska 10/2/2014

B
Arizona 10/2/2014

B
Nevada 10/2/2014

B
Arkansas 10/2/2014

B
New Hampshire 10/2/2014

B
California 10/2/2014

B
New Jersey 10/2/2014

IA
California 10/2/2014

B
New Mexico 10/2/2014

B
Colorado 10/2/2014

B
New York 10/2/2014

IA
Colorado 5/9/2018

B
North Carolina 10/7/2014

B
Connecticut 10/2/2014

B
North Dakota 10/2/2014

B
Delaware 10/2/2014

B
Ohio 10/2/2014

B
District of Columbia 10/2/2014

B
Oklahoma 10/2/2014

B
Florida 10/2/2014

B
Oregon 10/2/2014

B
Georgia 10/2/2014

B
Pennsylvania 10/2/2014

B
Hawaii 10/2/2014

B
Puerto Rico 10/2/2014

B
Idaho 10/2/2014

B
Rhode Island 10/2/2014

B
Illinois 10/2/2014

B
South Carolina 10/2/2014

B
Indiana 10/2/2014

B
South Dakota 10/2/2014

B
Iowa 10/2/2014

B
Tennessee 10/2/2014

B
Kansas 10/2/2014

B
Texas 10/2/2014

B
Kentucky 10/2/2014

IA
Texas 10/2/2014

B
Louisiana 10/2/2014

B
Utah 10/2/2014

B
Maine 10/2/2014

B
Vermont 10/2/2014

B
Maryland 10/2/2014

B
Virgin Islands 10/2/2014

B
Massachusetts 10/2/2014

B
Virginia 10/2/2014

B
Michigan 10/2/2014

B
Washington 10/2/2014

B
Minnesota 10/2/2014

B
West Virginia 10/2/2014

B
Mississippi 10/2/2014

B
Wisconsin 10/2/2014

B
Missouri 10/2/2014

B
Wyoming 10/2/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
98 W. PORTAL AVE, SAN FRANCISCO, CA 94127
1430 CHAPIN AVE, BURLINGAME, CA 94010
Registered with this firm since 10/2/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
98 W. PORTAL AVE, SAN FRANCISCO, CA 94127
1430 CHAPIN AVE, BURLINGAME, CA 94010
Registered with this firm since 10/2/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 09/15/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
10/23/2009 - 09/15/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
IA
09/04/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RICHMOND, VA
B
09/04/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RICHMOND, VA
IA
10/17/2006 - 09/04/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
B
10/16/2006 - 09/04/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
IA
05/19/2005 - 10/31/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) SANTA ROSA, CA
B
05/19/2005 - 10/31/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) SANTA ROSA, CA
IA
07/01/2002 - 06/15/2004 ALEXANDER KEY INVESTMENTS (CRD#:6271) RICHMOND, VA
B
07/01/2002 - 06/15/2004 SUNTRUST CAPITAL MARKETS, INC. (CRD#:6271) ATLANTA, GA
IA
01/16/2001 - 07/11/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) RICHMOND , VA
B
01/13/2001 - 07/11/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
09/13/1989 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
05/09/1988 - 08/07/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
05/14/1988 - 07/11/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
09/24/1985 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.