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CLIFTON JAMES LADD
CRD#: 1162365
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 401 GARRISON AVE
FORT SMITH, AR 72901
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 401 GARRISON AVENUE
FT. SMITH, AR 72901
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2019 (6 years)2 FIRMS2019 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1991 - 2009 (17 years)
License(s)

State Registrations

B
Alabama 7/2/2019

B
Mississippi 7/2/2019

B
Arizona 7/2/2019

B
Missouri 7/2/2019

B
Arkansas 7/2/2019

B
New York 7/18/2023

IA
Arkansas 7/2/2019

B
North Carolina 7/2/2019

B
California 7/2/2019

B
Ohio 7/2/2019

B
Florida 7/2/2019

B
Oklahoma 7/2/2019

B
Georgia 7/2/2019

B
Tennessee 7/2/2019

B
Illinois 7/2/2019

B
Texas 7/2/2019

B
Michigan 7/2/2019

IA
Texas 7/2/2019

B
Minnesota 11/16/2021

B
Washington 7/16/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
401 GARRISON AVE, FORT SMITH, AR 72901
Registered with this firm since 7/2/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
401 GARRISON AVENUE, FT. SMITH, AR 72901
Registered with this firm since 7/2/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2013 - 07/01/2019 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ROGERS, AR
B
02/13/2013 - 07/01/2019 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ROGERS, AR
IA
02/13/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. SMITH, AR
B
02/13/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. SMITH, AR
IA
09/24/1991 - 03/05/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FORT SMITH, AR
B
07/31/1993 - 03/05/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FORT SMITH, AR
B
07/26/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.