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Peter F Chase
PETER FRANCIS CHASE
CRD#: 1161044
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - Present (39 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - Present (41 years)
License(s)

State Registrations

B
Arkansas 9/27/2017

IA
Illinois 9/30/1998

B
California 3/1/1985

B
Indiana 8/24/1983

B
Colorado 1/4/2012

B
Maryland 11/13/1985

B
Connecticut 7/25/2022

B
Massachusetts 6/22/2023

B
District of Columbia 9/22/1994

B
Michigan 4/4/2002

B
Florida 3/11/1985

IA
Texas 11/14/1985

B
Georgia 10/24/2012

B
Virginia 4/21/2003

B
Illinois 8/24/1983

B
Wisconsin 3/21/1985

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/14/1985

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/24/1983

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.