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MICHAEL ANTHONY RUFO
CRD#: 1160246
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 3057 WEST MARKET STREET
SUITE 201
AKRON, OH 44333
Registration History
198519901995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2003 - Present (22 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1983 - Present (41 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1983 - 2000 (16 years)
Disclosure(s)
View By:
11/4/2024
Judgment / Lien
3/31/2023
Financial
Final
12/14/2022
Judgment / Lien
7/14/2022
Judgment / Lien
1/21/2022
Judgment / Lien
1/21/2021
Judgment / Lien
11/3/2020
Judgment / Lien
2/10/2020
Judgment / Lien
12/24/2018
Judgment / Lien
7/2/2018
Judgment / Lien
8/11/2005
Judgment / Lien
License(s)

State Registrations

B
Florida 10/14/2003

IA
Ohio 1/24/2003

B
Georgia 10/29/2010

B
Pennsylvania 8/12/2003

B
New York 5/19/2022

B
South Carolina 7/14/2017

B
Ohio 8/3/1984

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
3057 WEST MARKET STREET SUITE 201, AKRON, OH 44333
Registered with this firm since 1/24/2003

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
3057 WEST MARKET STREET SUITE 201, AKRON, OH 44333
Registered with this firm since 8/15/1983

Previous Registration(s)
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B
08/15/1983 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.