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Detailed Report
EDWARD JAMES THIESSEN
ED THIESSEN, EDWARD J. THIESSEN
CRD#: 1160071
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Investment Adviser
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Previous Broker
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 2524 NORTH BROADWAY
SUITE 315
EDMOND, OK 73034
Registration History
1985199019952000200520102015202020252 FIRMS2012 - 2023 (10 years)IAGLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD# 158292)2023 - Present (1 year)BPROEQUITIES, INC. (CRD# 15708)1994 - 2012 (18 years)BSECURITIES AMERICA, INC. (CRD# 10205)1992 - 1994 (2 years)BPROTECTIVE EQUITY SERVICES, INC. (CRD# 15708)1991 - 1992 (1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1990 - 1991 (<1 year)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1987 - 1990 (3 years)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1985 - 1990 (5 years)BBNL SECURITIES INC. (CRD# 10641)1983 - 1985 (1 year)IAINVESTMENT ADVISORS (CRD# 15708)1996 - 2012 (16 years)
Disclosure(s)
View By:
3/19/2015
Customer Dispute
Denied
License(s)

State Registrations

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Oklahoma 9/25/2023
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Texas 9/25/2023
Current Registration(s)
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GLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD#:158292)
2524 NORTH BROADWAY SUITE 315, EDMOND, OK 73034
Registered with this firm since 9/25/2023
Previous Registration(s)
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 11/21/2012 - 09/28/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) Edmond, OK
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 11/21/2012 - 09/28/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) Edmond, OK
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 03/15/1996 - 12/19/2012 INVESTMENT ADVISORS (CRD#:15708) EDMOND, OK
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 09/27/1994 - 12/19/2012 PROEQUITIES, INC. (CRD#:15708) EDMOND, OK
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 05/22/1992 - 11/02/1994 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
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 02/05/1991 - 05/28/1992 PROTECTIVE EQUITY SERVICES, INC. (CRD#:15708) BIRMINGHAM, AL
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 11/27/1990 - 02/11/1991 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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 03/06/1987 - 12/05/1990 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
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 05/16/1985 - 12/05/1990 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
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 07/21/1983 - 04/29/1985 BNL SECURITIES INC. (CRD#:10641)
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.