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Detailed Report
JOHN RANDOLPH UHRICH
J RANDOLPH UHRICH, RANDY UHRICH
CRD#: 1159793
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 919 RUSSELL DRIVE
LEBANON, PA 17042
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2010 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1991 - 1999 (8 years)BBUTCHER & SINGER INC. (CRD# 6517)1983 - 1991 (7 years)
License(s)

State Registrations

B
Alabama 4/24/2017
IA
New Jersey 2/24/2010
B
Arizona 7/20/2016
B
New Jersey 7/30/2015
B
California 7/20/2016
B
New York 7/20/2016
B
Colorado 4/9/2003
B
North Carolina 5/16/2005
B
Delaware 3/26/2019
B
Ohio 7/21/2016
B
Florida 10/1/1999
B
Pennsylvania 10/1/1999
B
Illinois 4/7/2020
IA
Pennsylvania 8/30/2016
B
Maryland 10/1/1999
B
South Carolina 2/27/2004
B
Massachusetts 7/20/2016
B
Texas 7/20/2016
B
Michigan 7/20/2016
B
Vermont 10/3/2007
B
Missouri 9/26/2014
B
Virginia 5/19/2000
B
Nevada 5/11/2006
B
Washington 7/20/2016

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
919 RUSSELL DRIVE, LEBANON, PA 17042
Registered with this firm since 2/24/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
919 RUSSELL DRIVE, LEBANON, PA 17042
Registered with this firm since 10/1/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/01/1991 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 08/23/1983 - 01/01/1991 BUTCHER & SINGER INC. (CRD#:6517)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.