Individual Firm
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EDWARD MICHAEL CAHILL
CRD#: 1159741
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
FORT LAUDERDALE, FL 33301
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7/22/2016
Customer Dispute
Award / Judgment
6/9/2009
Customer Dispute
Settled
State Registrations
B
Arizona 1/2/2020
B
New Jersey 10/23/2009
B
California 10/23/2009
B
New York 10/23/2009
B
Colorado 12/17/2024
B
North Carolina 10/23/2009
B
District of Columbia 11/7/2014
B
Ohio 6/13/2017
B
Florida 10/23/2009
B
Oregon 10/11/2019
IA
Florida 10/23/2009
B
Pennsylvania 10/23/2009
B
Georgia 10/23/2009
B
South Carolina 10/23/2009
B
Hawaii 5/5/2020
B
Tennessee 1/15/2020
B
Illinois 10/1/2014
B
Texas 10/23/2009
B
Iowa 12/12/2024
IA
Texas 7/5/2012
B
Kentucky 10/23/2009
B
Vermont 10/27/2020
B
Massachusetts 1/2/2014
B
Virginia 10/23/2009
B
Michigan 10/17/2012
B
Washington 1/9/2020
B
New Hampshire 1/13/2023
B
Wisconsin 10/23/2009
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/17/2003 - 10/23/2009 | FORT LAUDERDALE, FL | |
B | 04/17/2003 - 10/23/2009 | FORT LAUDERDALE, FL | |
IA | 01/24/1989 - 04/22/2003 | FT LAUDERDALE, FL | |
B | 01/24/1989 - 04/22/2003 | NEW YORK, NY | |
B | 08/24/1983 - 02/09/1989 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.