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Detailed Report
DENNIS MICHAEL HARRISON
D MICHAEL HARRISON, DENNIS M HARRISON, MIKE HARRISON
CRD#: 1159276
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6300 ROSWELL RD NE
[Sandy Springs]
ATLANTA, GA 30328
Registration History
1985199019952000200520102015202020252 FIRMS1996 - 1998 (2 years)2 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - Present (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)BWADDELL & REED, INC. (CRD# 866)1983 - 1984 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
License(s)

State Registrations

B
Colorado 12/20/2023
B
South Carolina 5/17/2021
B
Florida 1/20/2015
B
Tennessee 1/20/2015
B
Georgia 5/16/2014
B
Texas 3/9/2015
IA
Georgia 5/19/2014
IA
Texas 3/9/2015
B
Maryland 5/16/2014
B
Washington 10/31/2024
B
North Carolina 7/23/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6300 ROSWELL RD NE [Sandy Springs], ATLANTA, GA 30328
2204 PEACHTREE RD NW [Peachtree Biscayne], ATLANTA, GA 30309
Registered with this firm since 5/19/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6300 ROSWELL RD NE [Sandy Springs], ATLANTA, GA 30328
2204 PEACHTREE RD NW [Peachtree Biscayne], ATLANTA, GA 30309
Registered with this firm since 5/16/2014
Previous Registration(s)
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IA
 06/01/2009 - 05/29/2014 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
 06/01/2009 - 05/29/2014 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
 03/31/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
 01/22/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
 02/26/1996 - 02/17/1998 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
 02/26/1996 - 02/17/1998 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 08/16/1983 - 03/09/1984 WADDELL & REED, INC. (CRD#:866)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.