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EDWARD ROBERT COOK
CRD#: 1158868
IA
B
MORGAN STANLEYCRD#: 149777 909 St. Joseph Street
6th Floor
Rapid City, SD 57701
6th Floor
Rapid City, SD 57701
0
Disclosures
41
Years of Experience
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State Registrations
B
Arizona 9/6/2011
B
New York 12/26/2014
B
California 9/6/2011
B
Pennsylvania 1/10/2025
B
Colorado 9/19/2017
B
South Dakota 9/6/2011
B
Florida 9/6/2011
IA
South Dakota 9/16/2011
B
Illinois 9/6/2011
B
Texas 1/29/2020
B
Massachusetts 9/6/2011
IA
Texas 4/2/2020
B
Minnesota 9/6/2011
B
Utah 11/23/2022
B
Missouri 8/19/2024
B
Washington 9/6/2011
B
Montana 9/6/2011
B
Wisconsin 9/6/2011
B
Nebraska 9/6/2011
SRO Registrations
B
B
B
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IA
Registered with this firm since 9/6/2011
B
Registered with this firm since 9/6/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/12/2006 - 09/14/2011 | RAPID CITY, SD | |
B | 08/12/2006 - 09/14/2011 | RAPID CITY, SD | |
IA | 09/14/1999 - 08/12/2006 | RAPID CITY, SD | |
B | 05/06/1994 - 08/12/2006 | RAPID CITY, SD | |
B | 07/23/1985 - 05/04/1994 | LOS ANGELES, CA | |
B | 05/02/1985 - 08/01/1985 | ||
B | 07/21/1983 - 05/07/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.