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JAMES LILBURN COFFEE JR
CRD#: 1158713
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
1985199019952000200520102015202020252 FIRMS1983 - Present (41 years)
Disclosure(s)
View By:
8/22/2008
Customer Dispute
Settled
10/17/2000
Customer Dispute
Settled
7/15/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/11/1995

B
Missouri 2/7/1991

B
Alaska 1/14/2021

B
Nebraska 7/18/2022

B
Arizona 10/9/2003

B
Nevada 4/18/2008

B
Arkansas 4/6/1984

B
New Hampshire 1/12/2021

B
California 10/18/1984

B
New Jersey 10/24/2011

B
Colorado 3/8/1993

B
New Mexico 5/5/1988

B
Connecticut 3/16/2023

B
New York 12/24/1985

B
Delaware 5/16/1997

B
North Carolina 4/17/2012

B
District of Columbia 5/6/1986

B
North Dakota 7/11/2007

B
Florida 3/20/1986

B
Ohio 3/17/1994

B
Georgia 9/24/1986

B
Oklahoma 4/6/1984

B
Hawaii 10/17/2024

B
Oregon 2/8/2008

B
Idaho 2/13/2012

B
Pennsylvania 10/6/2005

B
Illinois 1/29/2021

B
Rhode Island 1/26/2018

B
Indiana 11/3/2023

B
South Carolina 1/13/2021

B
Iowa 7/12/2007

B
South Dakota 11/1/2024

B
Kansas 2/12/2019

B
Tennessee 10/3/1988

B
Louisiana 4/5/1984

B
Texas 9/2/1983

B
Maine 1/13/2021

IA
Texas 9/2/1983

B
Maryland 11/26/2002

B
Utah 8/14/2006

B
Massachusetts 6/11/2020

B
Virginia 8/13/1987

B
Michigan 3/9/1995

B
Washington 11/19/2010

B
Minnesota 7/13/2007

B
Wisconsin 8/15/2019

B
Mississippi 10/27/2000

B
Wyoming 1/13/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 9/2/1983

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 7/20/1983

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.