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Detailed Report
JOHN MICHAEL GENOVA
JOHN MICHAEL GENEVA
CRD#: 1157983
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 BETHLEHEM, PA
Registration History
1985199019952000200520102015202020252 FIRMS1983 - 1986 (2 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2015 (8 years)2 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BPNC CAPITAL MARKETS LLC (CRD# 15647)2006 - 2006 (<1 year)BPNC CAPITAL MARKETS, INC. (CRD# 15647)2003 - 2005 (2 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1998 - 2002 (4 years)BFSC SECURITIES CORPORATION (CRD# 7461)1993 - 1998 (4 years)BCHUBB SECURITIES CORPORATION (CRD# 3870)1986 - 1993 (7 years)IAIFG ADVISORY SERVICES INC (CRD# 105316)1999 - 2002 (3 years)
License(s)

State Registrations

B
Delaware 11/3/2023
B
Pennsylvania 11/3/2023
B
Florida 11/3/2023
IA
Pennsylvania 11/3/2023
B
New Jersey 11/3/2023
B
South Carolina 11/3/2023
IA
New Jersey 11/3/2023
IA
South Carolina 11/3/2023
B
North Carolina 11/3/2023
B
Texas 11/3/2023
B
Ohio 11/3/2023
IA
Texas 11/3/2023
IA
Ohio 11/3/2023

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
BETHLEHEM, PA
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
BETHLEHEM, PA
Registered with this firm since 11/3/2023
Previous Registration(s)
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IA
 09/17/2015 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) BETHLEHEM, PA
B
 09/17/2015 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) BETHLEHEM, PA
IA
 04/10/2007 - 09/18/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) BETHLEHEM, PA
B
 04/10/2007 - 09/18/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) BETHLEHEM, PA
IA
 03/31/2006 - 04/11/2007 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) BETHLEHEM, PA
B
 03/31/2006 - 04/11/2007 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) BETHLEHEM, PA
B
 01/03/2006 - 04/11/2006 PNC CAPITAL MARKETS LLC (CRD#:15647) PITTSBURGH, PA
IA
 03/24/2005 - 07/11/2005 PNC INVESTMENTS (CRD#:129052) BETHLEHEM, PA
B
 03/23/2005 - 07/11/2005 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
 02/19/2003 - 04/04/2005 PNC CAPITAL MARKETS, INC. (CRD#:15647) PITTSBURGH, PA
IA
 09/14/1999 - 12/02/2002 IFG ADVISORY SERVICES INC (CRD#:105316) BETHLEHAM, PA
B
 01/23/1998 - 12/02/2002 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 02/05/1993 - 01/26/1998 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 02/21/1986 - 02/23/1993 CHUBB SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
 11/16/1983 - 02/12/1986 METLIFE SECURITIES INC. (CRD#:14251)
B
 11/16/1983 - 02/11/1986 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.