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AHMAD MOGHIS MIAN
A MOGHIS MIAN, DNA MIAN, MIAN MOGHIS
CRD#: 1157964
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 16150 Main Circle Drive
Suite 400
Chesterfield, MO 63017
Registration History
1985199019952000200520102015202020252 FIRMS2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)1987 - 2017 (29 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1987 - 2007 (20 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1987 - 1987 (<1 year)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1985 - 1987 (1 year)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1983 - 1985 (2 years)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)1985 - 1985 (<1 year)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)1998 - 2017 (18 years)
Disclosure(s)
View By:
12/22/2008
Customer Dispute
Denied
7/14/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/1/2021

B
Missouri 3/25/2017

B
California 9/19/2024

IA
Missouri 3/25/2017

B
Colorado 4/21/2022

B
Nebraska 6/28/2022

B
Florida 3/25/2017

B
Nevada 6/7/2023

B
Illinois 3/25/2017

B
New York 9/9/2022

B
Indiana 2/4/2021

B
North Carolina 3/25/2017

B
Iowa 1/28/2022

B
Ohio 8/10/2023

B
Kansas 11/5/2024

B
Texas 3/25/2017

B
Kentucky 8/22/2024

IA
Texas 5/26/2017

B
Minnesota 7/20/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/05/1998 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ST. LOUIS, MO
B
06/01/1987 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ST. LOUIS, MO
B
06/01/1987 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) CHESTERFIELD, MO
B
03/06/1987 - 05/18/1987 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970)
B
08/28/1985 - 05/11/1987 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600)
B
07/23/1983 - 09/10/1985 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256)
B
04/10/1985 - 05/20/1985 AETNA FINANCIAL SERVICES, INC. (CRD#:13255)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.