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PHILLIP CHRISTOPHER O'NEIL
CHRIS O'NEIL, PHILLIP CHRISTOPHER ONEIL
CRD#: 1157502
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 LINCOLN ST 10TH & 11TH FLS
DENVER, CO 80203
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY DW INC. (CRD# 7556)1983 - 2007 (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1983 (<1 year)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (8 years)
License(s)

State Registrations

B
Alabama 1/14/2016

B
New Hampshire 7/21/2022

B
Arizona 8/4/2014

B
New Jersey 11/1/2017

B
California 8/4/2014

B
New Mexico 8/4/2014

B
Colorado 8/4/2014

B
New York 8/4/2014

IA
Colorado 8/4/2014

B
North Carolina 8/4/2014

B
District of Columbia 8/4/2014

B
Ohio 8/4/2014

B
Florida 8/4/2014

B
Oklahoma 10/18/2016

B
Hawaii 1/10/2025

B
Oregon 8/4/2014

B
Idaho 8/4/2014

B
Pennsylvania 8/4/2014

B
Illinois 8/4/2014

B
South Carolina 7/28/2021

B
Indiana 7/6/2022

B
South Dakota 9/29/2023

B
Iowa 1/6/2016

B
Tennessee 8/4/2014

B
Louisiana 8/4/2014

B
Texas 8/4/2014

B
Maryland 3/30/2023

IA
Texas 8/4/2014

B
Massachusetts 6/23/2022

B
Utah 8/4/2014

B
Michigan 10/12/2023

B
Virgin Islands 2/19/2016

B
Minnesota 8/4/2014

B
Virginia 8/4/2014

B
Missouri 6/21/2018

B
Washington 8/4/2014

B
Montana 8/4/2014

B
Wisconsin 4/17/2020

B
Nebraska 9/11/2023

B
Wyoming 8/4/2014

B
Nevada 8/4/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS, DENVER, CO 80203
DENVER, CO
Registered with this firm since 8/4/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS, DENVER, CO 80203
DENVER, CO
Registered with this firm since 8/4/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/08/2014 MORGAN STANLEY (CRD#:149777) DENVER, CO
B
06/01/2009 - 08/08/2014 MORGAN STANLEY (CRD#:149777) DENVER, CO
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DENVER, CO
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DENVER, CO
IA
01/01/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) DENVER, CO
B
11/21/1983 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) DENVER, CO
B
07/20/1983 - 11/07/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.