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GEORGE FLURENCE CROWLEY III
GEORGE FLURENCE CROWLEY
CRD#: 1157117
IA
B
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 980 Old Country Rd
Plainview, NY 11803
Plainview, NY 11803
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 980 Old County Road
Plainview, NY 11803
Plainview, NY 11803
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5/13/2014
Judgment / Lien
9/26/2012
Judgment / Lien
3/14/2008
Judgment / Lien
State Registrations
B
Connecticut 9/10/2020
B
New York 9/10/2020
B
Florida 9/10/2020
IA
New York 11/29/2024
B
New Jersey 9/10/2020
B
South Carolina 4/16/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/29/2024
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Registered with this firm since 9/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2021 - 12/24/2024 | PLAINVIEW, NY | |
B | 12/09/2014 - 09/15/2020 | Plainview, NY | |
IA | 06/23/2014 - 12/08/2014 | HOLBROOK, NY | |
B | 05/24/2010 - 12/08/2014 | HOLBROOK, NY | |
IA | 06/02/2010 - 12/13/2011 | HOLBROOK, NY | |
IA | 08/25/2009 - 05/12/2010 | MELVILLE, NY | |
B | 01/10/2006 - 05/12/2010 | MELVILLE, NY | |
IA | 03/23/2004 - 01/18/2006 | MELVILLE, NY | |
B | 06/27/2001 - 01/18/2006 | NEW YORK, NY | |
B | 04/19/1999 - 11/19/2002 | BETHPAGE, NY | |
B | 09/23/1998 - 03/22/1999 | NEW YORK, NY | |
B | 08/30/1996 - 09/29/1998 | GREENWOOD VILLAGE, CO | |
B | 04/04/1996 - 09/04/1996 | GARDEN CITY, NY | |
B | 01/27/1994 - 03/20/1996 | SYOSSET, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.