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CHARLES LEWIS COOPER
CRD#: 1157073
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 6500 W 29TH ST
SUITE 210
GREELEY, CO 80634
Registration History
1985199019952000200520102015202020252 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)1995 - 2014 (19 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)1985 - 1995 (10 years)BST. PAUL INVESTORS, INC. (CRD# 421)1984 - 1985 (<1 year)BCONSOLIDATED INVESTMENT SERVIC... (CRD# 7929)1983 - 1984 (<1 year)IASUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2004 - 2014 (10 years)IATHE MASTER'S FINANCIAL GROUP, INC. (CRD# 114806)1999 - 2004 (5 years)
Disclosure(s)
View By:
3/17/2017
Customer Dispute
Denied
10/17/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/14/2024

B
Montana 6/14/2024

B
Alaska 6/14/2024

B
Nebraska 6/14/2024

B
Arizona 6/14/2024

B
Nevada 6/14/2024

B
California 6/14/2024

B
New Jersey 6/14/2024

B
Colorado 6/14/2024

B
New Mexico 6/14/2024

IA
Colorado 6/14/2024

B
New York 6/14/2024

B
Florida 6/14/2024

B
North Carolina 6/14/2024

B
Georgia 6/14/2024

B
Oklahoma 6/14/2024

B
Hawaii 6/14/2024

B
Oregon 6/14/2024

B
Idaho 6/14/2024

B
Pennsylvania 6/14/2024

B
Indiana 6/14/2024

B
South Carolina 6/14/2024

B
Iowa 6/14/2024

B
South Dakota 6/14/2024

B
Kansas 6/14/2024

B
Tennessee 6/14/2024

B
Kentucky 6/14/2024

B
Texas 6/14/2024

B
Louisiana 6/14/2024

B
Utah 6/14/2024

B
Maryland 6/14/2024

B
Vermont 6/14/2024

B
Michigan 6/14/2024

B
Virginia 6/14/2024

B
Minnesota 6/14/2024

B
Wyoming 6/14/2024

B
Missouri 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
6500 W 29TH ST SUITE 210, GREELEY, CO 80634
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
6500 W 29TH ST SUITE 210, GREELEY, CO 80634
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/14/2014 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) GREELEY, CO
B
11/14/2014 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) GREELEY, CO
IA
11/30/2004 - 11/14/2014 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) GREELEY, CO
B
09/26/1995 - 11/14/2014 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) GREELEY, CO
IA
01/01/1999 - 12/17/2004 THE MASTER'S FINANCIAL GROUP, INC. (CRD#:114806) GREELEY, CO
B
03/21/1985 - 09/27/1995 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
07/12/1984 - 04/09/1985 ST. PAUL INVESTORS, INC. (CRD#:421)
B
08/31/1983 - 07/09/1984 CONSOLIDATED INVESTMENT SERVICES, INC. (CRD#:7929)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.