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Detailed Report
RICHARD JOSEPH BORNHORST
CRD#: 1156251
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 701 SAN MARCO BLVD
SUITE 7100
JACKSONVILLE, FL 32207
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1986 - 2024 (37 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1983 - 1986 (3 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2000 - 2024 (24 years)
License(s)

State Registrations

B
Florida 11/15/2024
IA
Ohio 11/14/2024
B
Massachusetts 11/14/2024
B
South Carolina 1/16/2025
B
Michigan 11/14/2024
B
Texas 1/2/2025
B
Ohio 11/14/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
701 SAN MARCO BLVD SUITE 7100, JACKSONVILLE, FL 32207
655 FOX RUN ROAD SUITE B, FINDLAY, OH 45840
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
701 SAN MARCO BLVD SUITE 7100, JACKSONVILLE, FL 32207
655 FOX RUN ROAD SUITE B, FINDLAY, OH 45840
Registered with this firm since 11/14/2024
Previous Registration(s)
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IA
 10/05/2000 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Port Clinton, OH
B
 12/12/1986 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Port Clinton, OH
B
 06/24/1983 - 09/26/1986 PRUCO SECURITIES CORPORATION (CRD#:5685)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.