Individual Firm
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SHARON ANN GROVE
CRD#: 1155060
IA
B
MORGAN STANLEYCRD#: 149777 515 West Hamilton Street
Allentown, PA 18101
Allentown, PA 18101
0
Disclosures
36
Years of Experience
View By:
State Registrations
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Arizona 12/22/2022
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 1/5/2023
B
Delaware 1/13/2020
B
New York 6/1/2009
B
District of Columbia 2/2/2023
B
North Carolina 1/4/2023
B
Florida 6/1/2009
B
Ohio 3/9/2021
B
Georgia 2/2/2023
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
IA
Pennsylvania 2/3/2011
B
Kansas 6/1/2009
B
Rhode Island 11/8/2018
B
Maine 1/4/2023
B
South Carolina 6/28/2024
B
Maryland 6/1/2009
B
Tennessee 2/16/2017
B
Massachusetts 6/1/2009
B
Texas 6/1/2009
B
Michigan 8/25/2016
IA
Texas 2/2/2011
B
Mississippi 12/22/2022
B
Virginia 1/27/2021
B
Nevada 1/4/2023
B
Washington 12/9/2020
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/10/2008 - 06/01/2009 | ALLENTOWN, PA | |
B | 10/10/2008 - 06/01/2009 | ALLENTOWN, PA | |
IA | 04/12/2007 - 10/24/2008 | FT. LAUDERDALE, FL | |
B | 10/25/2005 - 10/24/2008 | FT. LAUDERDALE, FL | |
B | 10/06/2004 - 04/12/2005 | LYNNFIELD, MA | |
B | 06/20/2002 - 08/06/2004 | RED BANK, NJ | |
B | 03/13/2000 - 06/28/2002 | NEW YORK, NY | |
B | 01/12/1995 - 03/15/2000 | NEW YORK, NY | |
B | 12/03/1990 - 02/02/1993 | PHOENIX, AZ | |
B | 09/04/1990 - 11/19/1990 | ST. LOUIS, MO | |
B | 06/20/1989 - 09/04/1990 | ||
B | 07/23/1985 - 06/13/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.