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MARK GERALD WILLIS
MARK G WILLIS
CRD#: 1154130
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 SIMSBURY, CT
CETERA ADVISOR NETWORKS LLCCRD#: 13572 simsbury, CT
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2021 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BING INVESTMENTS DISTRIBUTOR, LLC (CRD# 37886)2002 - 2013 (11 years)BAELTUS CAPITAL, INC (CRD# 24928)2000 - 2001 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 2000 (1 year)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)1996 - 2000 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAING INVESTMENT MANAGEMENT CO. LLC (CRD# 106494)2008 - 2013 (4 years)
License(s)

State Registrations

B
Connecticut 6/9/2021

B
New York 4/12/2022

IA
Connecticut 6/29/2023

B
Pennsylvania 6/9/2021

B
Massachusetts 6/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
SIMSBURY, CT
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
simsbury, CT
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
04/27/2015 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) simsbury, CT
B
04/18/2015 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) simsbury, CT
IA
12/11/2008 - 05/23/2013 ING INVESTMENT MANAGEMENT CO. LLC (CRD#:106494) NEW YORK, NY
B
01/08/2002 - 05/23/2013 ING INVESTMENTS DISTRIBUTOR, LLC (CRD#:37886) WINDSOR, CT
B
08/10/2000 - 12/31/2001 AELTUS CAPITAL, INC (CRD#:24928) HARTFORD, CT
B
06/18/1999 - 08/22/2000 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
12/23/1996 - 07/05/2000 AETNA FINANCIAL SERVICES, INC. (CRD#:13255) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.