Individual Firm
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CHRISTOPHER JAY PICZAK
CHRISTOPHER J PICZAK
CRD#: 1152805
IA
B
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 LAKE RIDGE, VA
0
Disclosures
41
Years of Experience
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State Registrations
B
Arizona 8/4/2022
B
South Carolina 8/4/2022
B
District of Columbia 1/3/2011
B
Texas 8/5/2022
B
Maryland 1/3/2011
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Texas 8/5/2022
B
New Mexico 8/4/2022
B
Virginia 1/3/2011
B
North Carolina 8/10/2015
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Virginia 2/10/2017
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/15/1993 - 01/03/2011 | LAKE RIDGE, VA | |
B | 06/19/1983 - 10/15/1993 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.