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TERESA LYNN SWIMM
TERESA LYNN BRUNE, TERESA LYNN ESKHOLME, TERESA ESKHOLME
CRD#: 1148564
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 222 ROSEWOOD DRIVE
2ND FLOOR
DANVERS, MA 01923
2ND FLOOR
DANVERS, MA 01923
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Alabama 8/1/2023
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Mississippi 8/1/2023
B
Arizona 1/2/2020
B
Missouri 8/1/2023
B
California 8/1/2023
B
Nebraska 8/1/2023
IA
California 8/3/2023
B
Nevada 8/1/2023
B
Colorado 8/1/2023
B
New Hampshire 1/2/2020
B
Connecticut 1/2/2020
B
New Jersey 1/2/2020
IA
Connecticut 1/2/2020
IA
New Jersey 8/2/2023
B
Delaware 8/1/2023
B
New York 1/2/2020
B
Florida 1/2/2020
B
North Carolina 1/2/2020
IA
Florida 8/2/2023
B
Ohio 8/1/2023
B
Georgia 8/1/2023
B
Oregon 8/1/2023
B
Hawaii 8/1/2023
B
Pennsylvania 8/1/2023
B
Idaho 8/1/2023
B
Rhode Island 1/2/2020
B
Illinois 8/1/2023
B
South Carolina 8/1/2023
B
Kentucky 8/1/2023
B
Tennessee 8/1/2023
B
Maine 1/2/2020
B
Texas 1/2/2020
B
Maryland 8/1/2023
IA
Texas 1/2/2020
B
Massachusetts 1/2/2020
B
Vermont 1/2/2020
IA
Massachusetts 8/9/2023
B
Virginia 8/1/2023
B
Michigan 8/1/2023
B
Washington 1/2/2020
B
Minnesota 8/1/2023
SRO Registrations
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B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/2/2020
B
Registered with this firm since 1/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2016 - 01/07/2020 | LYNNFIELD, MA | |
B | 11/18/2015 - 01/07/2020 | LYNNFIELD, MA | |
B | 06/24/2010 - 11/03/2015 | BURLINGTON, MA | |
B | 06/01/2009 - 06/18/2010 | DANVERS, MA | |
B | 12/26/2008 - 06/04/2009 | ANDOVER, MA | |
B | 05/15/2009 - 06/01/2009 | DANVERS, MA | |
B | 01/12/1990 - 07/17/2008 | BOSTON, MA | |
B | 10/25/1989 - 11/30/1989 |
LYNNFIELD, MA
01/04/2016 - 01/07/2020
LYNNFIELD, MA
11/18/2015 - 01/07/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.