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Detailed Report
James Robert Domgard
CRD#: 1147120
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2935 Pine Lake Road
Suite A
Lincoln, NE 68516
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2935 Pine Lake Road
Suite A
Lincoln, NE 68516
Registration History
1985199019952000200520102015202020252 FIRMS2022 - Present (3 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1998 - 2022 (23 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1983 - 1998 (14 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)1999 - 2022 (22 years)
License(s)

State Registrations

B
Alaska 2/2/2022
B
New Jersey 4/7/2022
B
Arizona 5/2/2024
B
New Mexico 2/2/2022
B
California 2/2/2022
B
New York 2/2/2022
B
Colorado 2/2/2022
B
North Carolina 2/2/2022
B
Connecticut 2/2/2022
B
North Dakota 5/2/2024
B
Florida 2/2/2022
B
Ohio 2/2/2022
IA
Florida 4/21/2023
B
Oklahoma 2/2/2022
B
Georgia 2/2/2022
B
Oregon 2/2/2022
B
Illinois 2/2/2022
B
South Dakota 2/2/2022
B
Iowa 2/2/2022
B
Texas 2/2/2022
B
Kansas 2/2/2022
IA
Texas 2/2/2022
B
Michigan 5/2/2024
B
Utah 2/2/2022
B
Missouri 2/2/2022
B
Virginia 2/2/2022
B
Nebraska 2/2/2022
B
Washington 2/2/2022
IA
Nebraska 2/7/2022
B
Wyoming 5/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2935 Pine Lake Road Suite A, Lincoln, NE 68516
Punta Gorda, FL
Registered with this firm since 2/2/2022
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2935 Pine Lake Road Suite A, Lincoln, NE 68516
Punta Gorda, FL
Registered with this firm since 2/2/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/1999 - 02/03/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) LINCOLN, NE
B
 03/02/1998 - 02/03/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) LINCOLN, NE
B
 07/21/1983 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.