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JOAN MARIE FIORE
CRD#: 1145242
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 One PPG Place
Suite1300
Pittsburgh, PA 15222
Registration History
198519901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2011 - Present (13 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (10 years)
License(s)

State Registrations

B
Alaska 4/17/2023

B
New Jersey 7/14/2017

B
Arizona 3/9/2021

B
New Mexico 7/8/2021

B
Arkansas 7/13/2023

B
New York 2/7/2014

B
California 6/1/2009

B
North Carolina 6/1/2009

B
Colorado 11/25/2015

B
Ohio 6/1/2009

B
Connecticut 6/1/2009

B
Oregon 5/14/2015

B
Delaware 10/26/2021

B
Pennsylvania 6/1/2009

B
District of Columbia 6/1/2009

IA
Pennsylvania 2/2/2011

B
Florida 6/1/2009

B
South Carolina 6/1/2009

B
Georgia 7/8/2021

B
South Dakota 7/8/2021

B
Illinois 4/29/2015

B
Tennessee 8/27/2024

B
Indiana 11/19/2014

B
Texas 8/13/2012

B
Maryland 6/1/2009

IA
Texas 6/10/2016

B
Massachusetts 6/1/2009

B
Utah 6/1/2009

B
Michigan 7/8/2021

B
Virginia 6/1/2009

B
Missouri 6/1/2009

B
Washington 7/8/2021

B
Nevada 7/8/2021

B
West Virginia 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
One PPG Place Suite1300, Pittsburgh, PA 15222
Registered with this firm since 2/2/2011

B
MORGAN STANLEY (CRD#:149777)
One PPG Place Suite1300, Pittsburgh, PA 15222
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PITTSBURGH, PA
B
07/21/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.