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RICHARD LAWRENCE TOTMAN
CRD#: 1145043
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 RHINEBECK, NY
Registration History
198519901995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)1996 - Present (28 years)BG. R. PHELPS & CO., INC. (CRD# 173)1983 - 1996 (12 years)
License(s)

State Registrations

B
Arizona 5/3/2012

B
New York 3/1/1996

B
California 10/6/2006

IA
New York 6/14/2021

B
Colorado 3/5/2021

B
North Carolina 6/21/2002

B
Connecticut 3/1/1996

B
Pennsylvania 7/22/1999

B
Florida 3/1/1996

B
South Carolina 1/3/2013

B
Georgia 1/28/2008

B
Tennessee 2/4/2019

B
Maine 6/17/2009

B
Vermont 3/1/1996

B
Maryland 5/17/2007

B
Virginia 5/16/2014

B
Massachusetts 3/1/1996

B
Washington 8/12/2011

B
New Jersey 7/27/1999

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
RHINEBECK, NY
Registered with this firm since 6/14/2021

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
RHINEBECK, NY
Registered with this firm since 3/1/1996

Previous Registration(s)
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B
08/15/1983 - 03/01/1996 G. R. PHELPS & CO., INC. (CRD#:173)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.