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Detailed Report
James Michael Mulkey
JAMES MICHAEL MULKEY
CRD#: 1143147
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 303 RIDGE ROAD
MUNSTER, IN 46321
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1983 - Present (41 years)
License(s)

State Registrations

B
Arizona 12/21/1987
B
Minnesota 5/18/1995
B
California 6/12/2002
B
Missouri 4/23/2010
B
Colorado 4/4/2003
B
Nevada 11/8/2005
B
Connecticut 6/23/2022
B
North Carolina 2/3/1999
B
Florida 1/6/1987
B
Ohio 1/20/2004
B
Georgia 9/29/2016
B
Oklahoma 2/13/2024
B
Illinois 6/28/1983
B
South Dakota 3/25/2021
B
Indiana 9/30/1983
B
Tennessee 7/15/2015
IA
Indiana 1/19/2007
B
Texas 7/22/2008
B
Iowa 4/18/2022
IA
Texas 1/9/2019
B
Maryland 7/1/2021
B
Virginia 11/22/1996
B
Michigan 6/24/1991
B
Wisconsin 8/25/1993

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
303 RIDGE ROAD, MUNSTER, IN 46321
Registered with this firm since 1/19/2007
B
EDWARD JONES (CRD#:250)
303 RIDGE ROAD, MUNSTER, IN 46321
Registered with this firm since 6/22/1983
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.