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Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1983 - 2024 (41 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2024 (23 years)
Disclosure(s)
View By:
12/16/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/13/2024

B
Pennsylvania 12/11/2024

B
Florida 1/2/2025

B
South Carolina 11/14/2024

B
Illinois 1/2/2025

B
Tennessee 1/2/2025

B
Maryland 11/14/2024

B
Virginia 11/14/2024

B
New Jersey 1/2/2025

B
West Virginia 11/14/2024

B
North Carolina 11/14/2024

IA
West Virginia 11/14/2024

B
Ohio 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
108 LOCUST STREET, BECKLEY, WV 25801
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
108 LOCUST STREET, BECKLEY, WV 25801
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/09/2001 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Beckley, WV
B
06/24/1983 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Beckley, WV
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.