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LARRY EDWIN PLUMB
LARRY E PLUMB
CRD#: 1141590
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 200 SW MARKET ST
SUITE 1850
PORTLAND, OR 97201
SUITE 1850
PORTLAND, OR 97201
0
Disclosures
41
Years of Experience
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State Registrations
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Arizona 1/20/2022
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Oregon 2/24/2004
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California 2/12/2004
B
Virginia 1/20/2022
B
Oregon 5/3/1999
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Washington 5/3/1999
SRO Registrations
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IA
Registered with this firm since 2/24/2004
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Registered with this firm since 5/3/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/24/1995 - 05/03/1999 | NEW YORK, NY | |
B | 06/22/1992 - 02/09/1995 | ||
B | 11/19/1989 - 07/07/1992 | SCOTTSDALE, AZ | |
B | 09/19/1984 - 11/19/1989 | ||
B | 06/14/1983 - 09/21/1984 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.