• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES DANA MILLER
DAN MILLER
CRD#: 1141401
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 2920 EASTEX FREEWAY
BEAUMONT, TX 77703
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 2920 EASTEX FREEWAY
BEAUMONT, TX 77703
Registration History
1985199019952000200520102015202020252 FIRMS2006 - Present (18 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2001 - 2006 (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2001 (<1 year)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1997 - 1999 (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1992 - 1996 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1992 (1 year)BROTAN MOSLE INC. (CRD# 727)1988 - 1991 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1988 (5 years)
Disclosure(s)
View By:
2/9/2016
Judgment / Lien
2/9/2016
Judgment / Lien
4/5/2011
Judgment / Lien
1/1/1985
Customer Dispute
Settled
License(s)

State Registrations

B
Texas 9/5/2006

IA
Texas 9/13/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
2920 EASTEX FREEWAY, BEAUMONT, TX 77703
Registered with this firm since 9/13/2006

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
2920 EASTEX FREEWAY, BEAUMONT, TX 77703
Registered with this firm since 9/5/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/14/2001 - 09/06/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BEAUMONT, TX
B
12/12/2000 - 11/21/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
10/13/1997 - 04/01/1999 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
04/01/1992 - 12/31/1996 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
01/01/1991 - 03/13/1992 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/12/1988 - 01/01/1991 ROTAN MOSLE INC. (CRD#:727)
B
06/22/1983 - 08/18/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.