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Detailed Report
MARC SCOTT SCHLIEFER
MARC S SCHLIEFER
CRD#: 1141378
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 7910 Woodmont Ave #900
Bethesda, MD 20814
CETERA ADVISOR NETWORKS LLCCRD#: 13572 7910 WOODMONT AVE STE 900
BETHESDA, MD 20814
Registration History
198519901995200020052010201520202025IACWM, LLC (CRD# 155344)2016 - Present (9 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2017 (3 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)1984 - 2013 (28 years)BRELIASTAR FINANCIAL MARKETING ... (CRD# 4234)1983 - 1984 (1 year)IAUS FINANCIAL ADVISORS, LLC (CRD# 108763)2013 - 2016 (2 years)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2008 - 2013 (4 years)
Disclosure(s)
View By:
5/10/1993
Regulatory
Final
License(s)

State Registrations

B
Alabama 1/3/2023
B
Missouri 1/30/2017
B
Arizona 1/19/2017
B
Nevada 1/11/2024
B
California 1/17/2017
B
New Jersey 1/19/2017
B
Colorado 1/23/2017
B
New Mexico 1/13/2022
B
Connecticut 6/7/2023
B
New York 1/26/2017
B
Delaware 2/6/2017
B
North Carolina 1/23/2017
B
District of Columbia 1/18/2017
B
Ohio 1/17/2017
B
Florida 1/18/2017
B
Oregon 2/10/2017
IA
Florida 7/3/2024
B
Pennsylvania 1/17/2017
B
Georgia 1/23/2017
B
South Carolina 1/26/2017
B
Illinois 1/17/2017
B
Tennessee 1/25/2017
B
Indiana 1/6/2025
IA
Texas 2/24/2016
B
Kentucky 1/24/2017
B
Texas 1/18/2017
B
Maine 1/17/2017
B
Utah 2/9/2017
IA
Maryland 2/3/2016
B
Vermont 6/22/2017
B
Maryland 1/19/2017
B
Virginia 1/19/2017
B
Massachusetts 1/18/2017
B
Washington 1/23/2017
B
Michigan 1/19/2017
B
West Virginia 2/1/2017
B
Minnesota 1/25/2017
B
Wisconsin 1/23/2017

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
7910 Woodmont Ave #900, Bethesda, MD 20814
Lighthouse Point, FL
Registered with this firm since 2/3/2016
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
7910 WOODMONT AVE STE 900, BETHESDA, MD 20814
LIGHTHOUSE POINT, FL
Registered with this firm since 1/17/2017
Previous Registration(s)
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B
 05/03/2013 - 01/19/2017 LPL FINANCIAL LLC (CRD#:6413) BETHESDA, MD
IA
 05/03/2013 - 01/28/2016 US FINANCIAL ADVISORS, LLC (CRD#:108763) BETHESDA, MD
IA
 12/03/2008 - 05/17/2013 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) BETHESDA, MD
B
 10/03/1984 - 05/17/2013 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) BETHESDA, MD
B
 06/21/1983 - 10/30/1984 RELIASTAR FINANCIAL MARKETING CORP. (CRD#:4234)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.