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WILLIAM CHARLES HELLMERS II
BILL HELLMERS ALIAS, WILLIAM CHARLES II HELLMERS
CRD#: 1141297
IA
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OSAIC WEALTH, INC.CRD#: 23131 8754 BAY 16TH STREET
BROOKLYN, NY 11214
BROOKLYN, NY 11214
0
Disclosures
41
Years of Experience
View By:
State Registrations
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Alabama 2/21/2008
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Missouri 1/29/2009
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Arizona 11/12/2003
B
Nebraska 3/31/2015
B
California 12/2/2002
B
Nevada 12/2/2002
B
Colorado 8/6/2004
B
New Hampshire 12/2/2002
B
Connecticut 12/2/2002
B
New Jersey 12/2/2002
B
Delaware 12/2/2002
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New Jersey 9/26/2003
B
District of Columbia 11/25/2003
B
New Mexico 9/6/2017
B
Florida 12/2/2002
B
New York 12/2/2002
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Florida 9/28/2009
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New York 4/26/2021
B
Georgia 12/2/2002
B
North Carolina 12/3/2002
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Georgia 1/31/2014
B
Ohio 12/2/2002
B
Illinois 12/2/2002
B
Oregon 4/7/2008
B
Indiana 7/10/2006
B
Pennsylvania 12/2/2002
B
Iowa 4/7/2008
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Pennsylvania 2/4/2014
B
Louisiana 10/28/2011
B
Puerto Rico 12/2/2002
B
Maine 1/12/2005
B
Rhode Island 11/9/2011
B
Maryland 3/20/2003
B
South Carolina 1/13/2004
B
Massachusetts 12/2/2002
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Texas 8/13/2007
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Michigan 5/24/2012
B
Vermont 12/16/2015
B
Minnesota 5/15/2014
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Virginia 12/2/2002
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Minnesota 5/19/2014
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Washington 5/8/2006
SRO Registrations
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Registered with this firm since 9/26/2003
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Registered with this firm since 12/2/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/29/2001 - 12/02/2002 | POUGHKEEPSIE, NY | |
B | 06/19/2000 - 06/14/2001 | NEW YORK, NY | |
B | 09/22/1995 - 06/19/2000 | NEW YORK, NY | |
B | 07/10/1992 - 09/28/1995 | NAPA, CA | |
B | 01/11/1991 - 06/19/1992 | APPLETON, WI | |
B | 04/25/1988 - 08/22/1990 | SACRAMENTO, CA | |
B | 05/27/1986 - 05/10/1988 | NEW YORK, NY | |
B | 05/22/1984 - 06/05/1986 | ||
B | 06/10/1983 - 03/30/1984 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.