• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KAREN DENISE HAWLEY
CRD#: 1139119
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 2401 S 31st St.
Temple, TX 76508
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 2401 S 31st St
Temple, TX 76508
Registration History
198519901995200020052010201520202025IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2013 - Present (12 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2012 - Present (12 years)BNATIONWIDE SECURITIES, LLC (CRD# 11173)2008 - 2012 (4 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2007 - 2008 (1 year)BNATIONWIDE SECURITIES, INC. (CRD# 11173)2003 - 2007 (4 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1983 - 2002 (18 years)
License(s)

State Registrations

B
Texas 11/6/2012

IA
Texas 1/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
2401 S 31st St., Temple, TX 76508
Registered with this firm since 1/3/2013

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
2401 S 31st St, Temple, TX 76508
Registered with this firm since 11/6/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/01/2008 - 11/07/2012 NATIONWIDE SECURITIES, LLC (CRD#:11173) BELTON, TX
B
06/06/2007 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) TEMPLE, TX
B
05/28/2003 - 10/22/2007 NATIONWIDE SECURITIES, INC. (CRD#:11173) TEMPLE, TX
B
06/08/1983 - 02/07/2002 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.