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Detailed Report
PAUL SUTTON KOSLING
CRD#: 1138794
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6515 Longshore Loop Ste 400
DUBLIN, OH 43017-2915
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2002 (<1 year)2 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2020 (7 years)2 FIRMS2020 - Present (4 years)BALLSTATE DISTRIBUTORS, L.L.C. (CRD# 100460)2000 - 2001 (1 year)BALLSTATE LIFE FINANCIAL SERVIC... (CRD# 32201)1999 - 2000 (<1 year)BWOOD LOGAN ASSOCIATES, INC. (CRD# 19177)1995 - 1999 (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1984 - 1994 (10 years)BOLDE & CO., INCORPORATED (CRD# 5979)1984 - 1984 (<1 year)
Disclosure(s)
View By:
1/29/2020
Employment Separation After Allegations
11/10/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/1/2022
B
Ohio 5/11/2020
B
California 4/23/2020
IA
Ohio 5/11/2020
B
Colorado 11/17/2020
IA
Texas 4/22/2020
B
Florida 10/26/2020
B
Texas 6/5/2020
B
Indiana 8/16/2021
B
Virginia 5/14/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6515 Longshore Loop Ste 400, DUBLIN, OH 43017-2915
Dublin, OH
Registered with this firm since 4/22/2020
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6515 Longshore Loop Ste 400, DUBLIN, OH 43017-2915
Dublin, OH
Registered with this firm since 4/22/2020
Previous Registration(s)
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IA
 03/26/2012 - 02/28/2020 BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936) COLUMBUS, OH
B
 03/23/2012 - 02/28/2020 BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936) COLUMBUS, OH
IA
 01/01/2008 - 03/26/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) COLUMBUS, OH
B
 01/01/2008 - 03/26/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) COLUMBUS, OH
B
 04/26/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) COLUMBUS, OH
IA
 05/14/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) COLUMBUS, OH
B
 06/25/2001 - 05/01/2002 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 06/25/2001 - 05/01/2002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 02/16/2000 - 06/01/2001 ALLSTATE DISTRIBUTORS, L.L.C. (CRD#:100460) NORTHBROOK, IL
B
 10/08/1999 - 02/14/2000 ALLSTATE LIFE FINANCIAL SERVICES, INC. (CRD#:32201) NORTHBROOK, IL
B
 04/10/1995 - 09/20/1999 WOOD LOGAN ASSOCIATES, INC. (CRD#:19177) STAMFORD, CT
B
 06/06/1984 - 11/15/1994 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 02/24/1984 - 05/29/1984 OLDE & CO., INCORPORATED (CRD#:5979)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.