• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WALTER ROY BOMGREN
WALLY BOMGREN, WALTER R BOMGREN
CRD#: 1138265
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Woodbury, MN
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Woodbury, MN
Registration History
1985199019952000200520102015202020252 FIRMS2017 - Present (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2009 - 2017 (7 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2009 - 2009 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (8 years)BAXA ADVISORS, LLC (CRD# 6627)1983 - 2001 (17 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1983 - 2000 (16 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2023 (6 years)IAMORGAN STANLEY (CRD# 149777)2010 - 2017 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2009 (4 years)
Disclosure(s)
View By:
4/12/2001
Customer Dispute
Settled
3/13/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 4/12/2017

IA
Minnesota 4/13/2017

B
Colorado 4/21/2021

B
Oregon 1/5/2022

B
Florida 4/12/2017

B
Wisconsin 4/12/2017

B
Minnesota 4/12/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
Woodbury, MN
Registered with this firm since 6/29/2023

IA
ADVISORNET WEALTH PARTNERS (CRD#:113074)
Woodbury, MN
Registered with this firm since 4/13/2017

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Woodbury, MN
Registered with this firm since 4/12/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/12/2017 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MINNEAPOLIS, MN
IA
12/13/2010 - 04/17/2017 MORGAN STANLEY (CRD#:149777) ST.PAUL, MN
B
06/01/2009 - 04/17/2017 MORGAN STANLEY (CRD#:149777) ST.PAUL, MN
B
01/09/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ST. PAUL, MN
IA
07/21/2004 - 01/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ST. PAUL, MN
B
01/03/2001 - 01/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ST. PAUL, MN
B
07/19/1983 - 01/09/2001 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
07/19/1983 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.