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DINO ARTHUR CORONTZES
CRD#: 1136452
IA
B
STEPHENSCRD#: 3496 1320 MAIN STREET
COLUMBIA, SC 29201
COLUMBIA, SC 29201
0
Disclosures
41
Years of Experience
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State Registrations
B
Alabama 12/21/2021
B
Mississippi 1/23/2012
B
Arizona 6/28/2013
B
Nevada 6/12/2014
B
Arkansas 6/4/2010
B
New Jersey 1/3/2012
B
California 6/4/2010
B
New York 6/10/2013
B
Delaware 6/2/2021
B
North Carolina 6/4/2010
B
District of Columbia 12/21/2021
B
Pennsylvania 6/14/2021
B
Florida 6/4/2010
B
South Carolina 6/4/2010
B
Georgia 6/4/2010
IA
South Carolina 6/4/2010
B
Idaho 3/30/2021
B
Tennessee 1/17/2018
B
Indiana 10/11/2011
B
Texas 5/15/2017
B
Kentucky 4/8/2020
B
Virginia 6/4/2010
B
Louisiana 1/20/2023
B
Wyoming 5/19/2015
B
Michigan 5/30/2013
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 06/28/2010 | COLUMBIA, SC | |
B | 06/01/2009 - 06/28/2010 | COLUMBIA, SC | |
IA | 02/10/1994 - 06/01/2009 | COLUMBIA, SC | |
B | 06/27/1983 - 06/01/2009 | COLUMBIA, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.