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Detailed Report
THOMAS MATTHEW BROWN
THOMAS M. BROWN, TOM BROWN
CRD#: 1135996
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1122 KENILWORTH DR
#305
TOWSON, MD 21204
LPL FINANCIAL LLCCRD#: 6413 1122 KENILWORTH DR, STE 305
TOWSON, MD 21204
Registration History
198519901995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2013 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - Present (12 years)BFOUNDERS FINANCIAL SECURITIES LLC (CRD# 137945)2006 - 2012 (5 years)BINTERSECURITIES, INC. (CRD# 16164)2004 - 2006 (2 years)BNEW ENGLAND SECURITIES (CRD# 615)1983 - 2004 (20 years)
License(s)

State Registrations

B
Maryland 5/18/2012
IA
Texas 4/29/2019
IA
Maryland 1/25/2013
B
Texas 5/22/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
1122 KENILWORTH DR #305, TOWSON, MD 21204
Registered with this firm since 1/25/2013
B
LPL FINANCIAL LLC (CRD#:6413)
1122 KENILWORTH DR, STE 305, TOWSON, MD 21204
Registered with this firm since 5/18/2012
Previous Registration(s)
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B
 10/05/2006 - 05/18/2012 FOUNDERS FINANCIAL SECURITIES LLC (CRD#:137945) TOWSON, MD
B
 01/22/2004 - 10/23/2006 INTERSECURITIES, INC. (CRD#:16164) BALTIMORE, MD
B
 06/14/1983 - 01/09/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.