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JERRY MICHAEL BAGBY
MIKE BAGBY
CRD#: 1135088
IA
Investment Adviser
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Previous Broker
BAGBY WEALTH MANAGEMENTCRD#: 117828 302 NORTH WALNUT
DEXTER, MO 63841
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2013 (12 years)IABAGBY WEALTH MANAGEMENT (CRD# 117828)2012 - Present (12 years)BBAGBY FINANCIAL SERVICES (CRD# 173426)2015 - 2021 (6 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)1998 - 2000 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1991 - 1998 (7 years)BCLAYTON SECURITIES SERVICES, INC. (CRD# 23768)1989 - 1991 (2 years)BAMERICAN CAPITAL EQUITIES, INC. (CRD# 13272)1985 - 1989 (3 years)BWESTPORT FINANCIAL GROUP, INC. (CRD# 13048)1984 - 1985 (1 year)BCLAYTON BROKERAGE CO. OF ST. L... (CRD# 6577)1983 - 1984 (<1 year)
Disclosure(s)
View By:
10/5/2020
Customer Dispute
Closed-No Action
License(s)

State Registrations

IA
Missouri 5/18/2012

Current Registration(s)
IA
BAGBY WEALTH MANAGEMENT (CRD#:117828)
302 NORTH WALNUT, DEXTER, MO 63841
Registered with this firm since 5/18/2012

Previous Registration(s)
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09/14/2015 - 12/17/2021 BAGBY FINANCIAL SERVICES (CRD#:173426) Dexter, MO
IA
09/19/2000 - 01/28/2013 LPL FINANCIAL LLC (CRD#:6413) DEXTER, MO
B
09/14/2000 - 01/28/2013 LPL FINANCIAL LLC (CRD#:6413) DEXTER, MO
B
12/22/1998 - 10/18/2000 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
11/11/1991 - 12/22/1998 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
04/06/1989 - 11/05/1991 CLAYTON SECURITIES SERVICES, INC. (CRD#:23768) CLAYTON, MO
B
06/11/1985 - 04/11/1989 AMERICAN CAPITAL EQUITIES, INC. (CRD#:13272)
FINRA expelled the firm on 05/30/1991
B
04/02/1984 - 06/20/1985 WESTPORT FINANCIAL GROUP, INC. (CRD#:13048)
B
10/19/1983 - 02/21/1984 CLAYTON BROKERAGE CO. OF ST. LOUIS, INC. (CRD#:6577)
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.