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Detailed Report
JAMES CARMICHAEL MCCLENDON
CRD#: 1134177
IA
Investment Adviser
THE PACIFIC FINANCIAL GROUP, INC.CRD#: 105203 777 108TH AVENUE NE
SUITE 2100
BELLEVUE, WA 98004
Registration History
199820002002200420062008201020122014201620182020202220242026IATHE PACIFIC FINANCIAL GROUP, INC. (CRD# 105203)1997 - Present (27 years)
Disclosure(s)
View By:
4/16/2003
Customer Dispute
Settled
8/20/2002
Customer Dispute
Withdrawn
License(s)

State Registrations

IA
Washington 5/15/1997
Current Registration(s)
IA
THE PACIFIC FINANCIAL GROUP, INC. (CRD#:105203)
777 108TH AVENUE NE SUITE 2100, BELLEVUE, WA 98004
Registered with this firm since 5/15/1997
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.