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MARK DAVID SAFERSTEIN
CRD#: 1133684
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 11128 O ST
OMAHA, NE 68137
OMAHA, NE 68137
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 11128 O St
Omaha, NE 68137
Omaha, NE 68137
0
Disclosures
40
Years of Experience
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State Registrations
B
Arizona 5/7/2014
B
Nebraska 2/1/2002
B
California 2/26/2008
IA
Nebraska 11/1/2021
B
Florida 9/22/2003
B
New York 8/16/2010
B
Iowa 2/1/2002
B
Texas 11/5/2013
B
Kansas 11/6/2014
B
Vermont 5/15/2024
B
Maine 1/6/2025
B
Virginia 8/31/2022
B
Missouri 1/3/2019
B
Washington 6/22/2022
SRO Registrations
B
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Registered with this firm since 11/1/2021
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Registered with this firm since 2/1/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/15/2002 - 11/01/2021 | OMAHA, NE | |
B | 05/30/1996 - 02/05/2002 | FORT WAYNE, IN | |
B | 05/30/1996 - 02/05/2002 | FORT WAYNE, IN | |
B | 01/19/1989 - 05/28/1996 | NEWARK, NJ | |
B | 01/19/1989 - 12/10/1993 | NEWARK, NJ | |
B | 12/09/1985 - 01/13/1988 | ||
B | 05/14/1983 - 10/16/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.