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SALLY LAURA HYMAN
LAURA HYMAN, S LAURA HYMAN, LAURA KHYUTIEN
CRD#: 1132974
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Investment Adviser
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Previous Broker
SEASONS OF ADVICE WEALTH MANAGEMENTCRD#: 310448 120 WEST 45TH STREET
14th Floor
New York, NY 10036
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2012 (10 years)2 FIRMS2012 - 2017 (4 years)IASEASONS OF ADVICE WEALTH MANAG... (CRD# 310448)2020 - Present (4 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)1996 - 2002 (5 years)BSMITH BARNEY INC. (CRD# 7059)1986 - 1996 (9 years)BSAN DIEGO SECURITIES INCORPORATED (CRD# 4136)1983 - 1986 (3 years)IASEASONS OF ADVICE WEALTH MANAG... (CRD# 285925)2017 - 2020 (3 years)
Disclosure(s)
View By:
1/16/2018
Customer Dispute
Settled
License(s)

State Registrations

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New York 8/5/2022

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Texas 11/3/2020

Current Registration(s)
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SEASONS OF ADVICE WEALTH MANAGEMENT (CRD#:310448)
120 WEST 45TH STREET 14th Floor, New York, NY 10036
Registered with this firm since 11/3/2020

Previous Registration(s)
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02/07/2017 - 11/02/2020 SEASONS OF ADVICE WEALTH MANAGEMENT, LLC (CRD#:285925) NEW YORK, NY
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12/11/2012 - 01/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW YORK, NY
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12/11/2012 - 01/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW YORK, NY
IA
10/31/2002 - 12/20/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEW YORK, NY
B
03/09/2002 - 12/20/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEW YORK, NY
B
06/11/1996 - 03/09/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
10/07/1986 - 06/28/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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05/26/1983 - 09/26/1986 SAN DIEGO SECURITIES INCORPORATED (CRD#:4136)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.