Individual Firm
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TIMOTHY DALE GOULD
CRD#: 1132794
IA
B
RBC CAPITAL MARKETS, LLCCRD#: 31194 7650 EDINBOROUGH WAY
SUITE 800
EDINA, MN 55435-5982
SUITE 800
EDINA, MN 55435-5982
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Alaska 1/7/2014
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Minnesota 11/14/2013
B
Arizona 3/2/1998
B
Montana 1/10/2024
B
California 10/22/2020
B
Nevada 3/2/1998
B
Florida 3/2/1998
B
New York 8/7/2015
B
Illinois 3/2/1998
B
Pennsylvania 6/12/2017
B
Iowa 2/20/2024
B
Washington 3/2/1998
B
Kansas 2/20/2024
B
Wisconsin 3/2/1998
B
Minnesota 3/2/1998
SRO Registrations
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 3/15/2006
B
Registered with this firm since 3/2/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/10/1988 - 03/02/1998 | ||
B | 02/01/1988 - 12/17/1988 | ||
B | 04/07/1986 - 02/01/1988 | ||
B | 05/26/1983 - 04/11/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.