Individual Firm
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LOWELL DALLAS JOHNSON
CRD#: 1131991
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 7001 PRESTON RD
SUITE 300, LB 32
DALLAS, TX 75205
SUITE 300, LB 32
DALLAS, TX 75205
0
Disclosures
41
Years of Experience
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State Registrations
B
Alabama 5/21/2009
B
North Carolina 3/18/2019
B
Arkansas 5/21/2009
B
Ohio 6/21/2024
IA
Arkansas 5/21/2009
IA
Ohio 6/21/2024
B
California 2/24/2021
B
Oklahoma 3/26/2012
B
Colorado 7/2/2018
B
Oregon 6/3/2016
IA
Colorado 2/19/2019
B
Texas 5/21/2009
B
Florida 5/21/2009
IA
Texas 5/21/2009
SRO Registrations
B
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IA
Registered with this firm since 5/21/2009
B
Registered with this firm since 5/21/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/1999 - 05/28/2009 | DALLAS, TX | |
B | 06/01/1999 - 05/28/2009 | DALLAS, TX | |
B | 04/25/1986 - 06/07/1999 | NEW YORK, NY | |
B | 05/27/1983 - 07/21/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.