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EDWARD LORNE DAWSON
CRD#: 1131796
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 WEST BROADWAY
SUITE 2100
SAN DIEGO, CA 92101
Registration History
1985199019952000200520102015202020252 FIRMS2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2001 - 2021 (19 years)BSUTRO & CO. INCORPORATED (CRD# 801)1997 - 2001 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1997 (2 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1987 - 1995 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1984 - 1987 (2 years)BBOETTCHER & COMPANY, INC. (CRD# 101)1983 - 1984 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - 2021 (17 years)
License(s)

State Registrations

B
Alabama 2/26/2021

B
Montana 2/12/2024

B
Arizona 2/18/2021

B
Nevada 2/18/2021

B
Arkansas 2/18/2021

B
New Mexico 1/23/2023

IA
California 2/18/2021

B
New York 2/18/2021

B
California 2/19/2021

B
North Carolina 2/18/2021

B
Colorado 2/18/2021

B
Oregon 2/22/2021

B
District of Columbia 2/18/2021

B
Pennsylvania 2/18/2021

B
Florida 2/18/2021

B
South Carolina 2/18/2021

B
Georgia 3/3/2021

B
Tennessee 2/18/2021

B
Hawaii 3/1/2021

B
Texas 3/8/2021

B
Idaho 2/26/2021

IA
Texas 3/29/2021

B
Illinois 3/16/2021

B
Utah 2/18/2021

B
Indiana 6/17/2021

B
Virginia 2/18/2021

B
Maryland 2/18/2021

B
Washington 2/23/2021

B
Michigan 1/29/2024

B
Wisconsin 2/18/2021

B
Minnesota 3/9/2021

B
Wyoming 2/18/2021

B
Missouri 9/14/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Registered with this firm since 2/18/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Registered with this firm since 2/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/12/2003 - 02/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
10/15/2001 - 02/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
03/26/1997 - 10/18/2001 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
B
01/28/1995 - 03/21/1997 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
02/27/1987 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
05/08/1984 - 03/19/1987 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
06/21/1983 - 04/10/1984 BOETTCHER & COMPANY, INC. (CRD#:101)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.