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Detailed Report
GEORGE GREGORY MCCOY
GREG MCCOY
CRD#: 1130171
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5960 Berkshire Ln Ste 1200
DALLAS, TX 75225
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2022 (18 years)2 FIRMS2022 - Present (2 years)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1989 - 1990 (1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1983 - 1989 (6 years)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1983 - 1983 (<1 year)
Disclosure(s)
View By:
4/27/2009
Customer Dispute
Denied
4/27/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 5/26/2022
B
North Carolina 11/9/2022
B
Georgia 7/8/2022
B
South Carolina 11/9/2022
B
Illinois 6/6/2022
B
Texas 5/26/2022
B
New Jersey 5/26/2022
IA
Texas 5/26/2022
B
New Mexico 5/26/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Terrell, TX
Registered with this firm since 5/26/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Terrell, TX
Registered with this firm since 5/26/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2003 - 05/31/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
B
 06/27/2003 - 05/31/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
IA
 07/07/2000 - 07/07/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
 07/07/2000 - 07/07/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 06/09/1989 - 10/02/1990 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
B
 09/01/1983 - 12/18/1989 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
B
 06/24/1983 - 09/01/1983 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.