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MATTHEW JOSEPH PICKETT
CRD#: 1130124
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2850 NORTH HARWOOD
18TH FLOOR
DALLAS, TX 75201
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (9 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1991 - 2004 (12 years)BLEHMAN BROTHERS INC. (CRD# 7506)1984 - 1991 (7 years)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1983 - 1984 (1 year)IABEAR, STEARNS & CO. INC. (CRD# 79)2002 - 2004 (1 year)
License(s)

State Registrations

B
Arkansas 1/21/2016

B
New Hampshire 1/21/2016

B
California 1/22/2016

B
New Mexico 3/26/2018

B
Colorado 12/16/2022

B
North Carolina 1/21/2016

B
Connecticut 1/21/2016

B
Ohio 1/21/2016

B
Florida 1/21/2016

B
Oklahoma 2/1/2016

B
Georgia 12/13/2023

B
Pennsylvania 1/21/2016

B
Kansas 1/21/2016

B
Rhode Island 1/21/2016

B
Louisiana 1/21/2016

B
South Carolina 2/5/2016

B
Maine 1/21/2016

B
Texas 1/21/2016

B
Michigan 1/21/2016

IA
Texas 1/21/2016

B
Missouri 1/21/2016

B
Utah 1/11/2021

B
Nevada 1/21/2016

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 1/21/2016

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 1/21/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2015 - 02/17/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
B
01/16/2015 - 02/17/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
IA
03/06/2009 - 01/20/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
B
03/06/2009 - 01/20/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
01/09/2004 - 04/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
01/09/2004 - 04/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
IA
08/14/2002 - 01/23/2004 BEAR, STEARNS & CO. INC. (CRD#:79) DALLAS, TX
B
12/23/1991 - 01/23/2004 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
06/21/1984 - 12/23/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
06/24/1983 - 06/04/1984 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.