Individual Firm
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STEPHEN JOHN SCHOR
STEVE SCHOR
CRD#: 1130017
IA
B
RBC CAPITAL MARKETS, LLCCRD#: 31194 975 OAK STREET
SUITE 975
EUGENE, OR 97401-3131
SUITE 975
EUGENE, OR 97401-3131
0
Disclosures
41
Years of Experience
View By:
State Registrations
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Alabama 3/18/2019
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Nevada 3/18/2019
B
Alaska 3/18/2019
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New York 3/18/2019
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Arizona 3/18/2019
B
Oregon 3/18/2019
B
California 3/18/2019
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Oregon 3/18/2019
B
Colorado 3/18/2019
B
Pennsylvania 3/18/2019
B
Delaware 12/15/2023
B
South Carolina 1/29/2021
B
Florida 7/22/2024
B
Tennessee 1/6/2023
B
Hawaii 3/18/2019
B
Texas 3/18/2019
B
Idaho 3/18/2019
IA
Texas 3/20/2019
B
Maine 6/20/2023
B
Washington 3/18/2019
B
Mississippi 3/23/2020
B
Wyoming 1/30/2023
B
Missouri 10/29/2021
SRO Registrations
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B
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B
B
B
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B
B
B
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/18/2019
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Registered with this firm since 3/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/2010 - 03/19/2019 | EUGENE, OR | |
B | 02/03/2010 - 03/19/2019 | EUGENE, OR | |
IA | 08/02/2004 - 02/03/2010 | EUGENE, OR | |
B | 07/01/2003 - 02/03/2010 | EUGENE, OR | |
B | 09/15/2000 - 07/01/2003 | NEW YORK, NY | |
B | 03/02/1998 - 09/20/2000 | NEW YORK, NY | |
B | 08/24/1994 - 03/02/1998 | ||
B | 06/28/1991 - 08/29/1994 | PORTLAND, OR | |
B | 10/06/1983 - 04/30/1991 | MINNEAPOLIS, MN | |
B | 10/06/1983 - 12/24/1986 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.